Alabama CLE - Practice Management Courses

This is a listing of Practice Management CLE Courses for Alabama. Please make your selection below of Alabama CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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Alabama CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Alabama State Bar Accredited CLE Sponsor. To view our full accreditation details please .

  • On-Demand
    Online & iOS/Android App

    Remote Supervision

    Remote work has become the norm in the post-COVID world. This CLE course, presented by FINRA staff and industry panelists, will explain what they have learned as they moved to remote work. Presenters will discuss a wide range of issues including effective controls, processes and procedures being incorporated by member firms to address supervision in remote work environments. The course will enable you to identify these as well as evaluate effective practices that are emerging as a resu... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Options Markets: Recent Regulatory Issues

    This comprehensive CLE course will feature FINRA staff and industry panelists as they discuss the regulatory issues that are currently impacting the options market. The course will explain the recent initiatives as well as the supervision of options trading in customer accounts. The course will also help you to identify effective controls, procedures and technology processes. More Info

    $29
    0.8General Credit
  • On-Demand
    Online & iOS/Android App

    Market Structure: What Factors Are Driving Changes

    This CLE course will present the newest developments and trends in the industry. Presented by FINRA staff and industry practitioners, the course will offer tips and strategies for execution guidance and issues related to payment for order flow. Effective practices for reviewing and documenting execution as well as the technology currently available to process trades will be discussed. More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Communications Compliance: Current Developments

    Designed to address current communications compliance and marketing practices, this informative CLE course will offer guidance on how FINRA’s communication rules are applicable in virtual environments, particularly regarding ESG and other investment trends. The course will explain the regulatory implications of complex products and services including crypto assets and emerging technologies with regards to marketing compliance. The course will address revisions made to FINRA Rules 2210... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Metaverse Law: Intro to ARVR, Issues, IP Ownerships, Monetization, Cyber Currency, and Licensing

    This CLE course will address the incredible breadth of tech law in the Metaverse, which still remains largely unregulated. The course will offer a review of the basic terminology – using terms everyone can understand – as well as how regulatory and statutory laws may apply to the Metaverse, how it polices itself and how it is monetized. The course will also delve into blockchain and security, intellectual property, cryptocurrency and other related issues with regards to funding... More Info

    $55
    1.6General Credits
  • On-Demand
    Online & iOS/Android App

    Privacy and Cyber Breaches: Are You Next?

    It is critical for businesses, regardless of their size, to comply with state, federal and foreign privacy laws and regulations. These will govern a company’s procedures including data collection, storage, use, sharing and disposal with regards to personally identifiable information (PII), personal health information (PHI) and payment card information (PCI). A company that fails to adhere to privacy guidelines, even inadvertently or unknowingly, or to disclose its procedures, are simpl... More Info

    $55
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Protecting Your Intellectual Property and Valuable Data Through the Federal Computer Fraud and Abuse Act

    How prepared are you to bring a civil action under the Computer Fraud and Abuse Act? This CLE will offer an assessment of how to prepare to bring a civil action, the statute’s scope and its legal requirements. The course will also review the Supreme Court’s recent interpretation of this stature in Van Buren v. US as well as alternative causes of action you can take to protect your data from company insiders. More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    E-Signatures: Managing the New Reality

    Electronic signatures have become a standard method for signing official documents. This comprehensive CLE course will explain the significance and usability of electronic signatures, and the various laws which govern e-signature platforms. The course will conclude with a demonstration to help you incorporate e-signatures into your practice. More Info

    $55
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    What You and Your Clients Need to Know About the USPTO’s Post-Registration Audit

    Deadwood refers to registration for marks that are not in use in commerce. Over the past few years, removing this deadwood from the Trademark Register has become an important priority for the USPTO. In recent years they instituted a permanent post-registration audit program requiring trademark registration filing a Declaration of Use to submit proof of use for two additional items in each class beyond the product for which a specimen was submitted. This CLE course will explain the post... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Five Steps to Protect Your Firm from Catastrophic Cyber Attacks

    Protecting your firm from cyber-attacks has become increasingly difficult, and increasingly imperative. With cyberattacks on the rise, all businesses are at risk. This CLE course will present 5 critical steps to protect client data and stop cyber-attacks from accessing information. The steps presented will increase your security overall as well as lessen the likelihood you will be a victim of cyber-criminals. More Info

    $29
    1General Credit
Decorative Arc

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