Florida CLE - Practice Management Courses

This is a listing of Practice Management CLE Courses for Florida. Please make your selection below of Florida CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

Florida CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a Florida Bar Accredited CLE Sponsor (CLE Sponsor # 0185716). To view our full accreditation details please .

All Courses

Express Reporting Courses Only

For an even larger selection: Show self reporting courses too

13 14 15 16 17 ••• Show All

Market Structure: What Factors Are Driving Changes

This CLE course will present the newest developments and trends in the industry. Presented by FINRA staff and industry practitioners, the course will offer tips and strategies for execution guidance and issues related to payment for order flow. Effective practices for reviewing and documenting execution as well as the technology currently available to process trades will be discussed. More Info

$29

1General Credit

Self-Report
Options Markets: Recent Regulatory Issues

This comprehensive CLE course will feature FINRA staff and industry panelists as they discuss the regulatory issues that are currently impacting the options market. The course will explain the recent initiatives as well as the supervision of options trading in customer accounts. The course will also help you to identify effective controls, procedures and technology processes. More Info

$29

1General Credit

Self-Report
Remote Supervision

Remote work has become the norm in the post-COVID world. This CLE course, presented by FINRA staff and industry panelists, will explain what they have learned as they moved to remote work. Presenters will discuss a wide range of issues including effective controls, processes and procedures being incorporated by member firms to address supervision in remote work environments. The course will enable you to identify these as well as evaluate effective practices that are emerging as a resu... More Info

$29

1General Credit

Self-Report
Hot Topics in FinTech

FinTech (Financial Technology) is a dynamic, growing industry that seems to have been on fast-forward in recent years. This CLE course, presented by FINRA staff and industry practitioners, will explain how FinTech is defined by various stakeholders in the industry as well as new, innovative ways that firms are integrating FinTech into their business models. The course will address the critical importance of implementing a firm compliance structure in order to address regulatory obligat... More Info

$29

1General Credit

Self-Report
Senior and At-Risk Investors

Seniors and Vulnerable Adults often fall under the wire. This CLE course will explain how FINRA rules and state requirements address this population, enabling firms to better address this increasingly growing client base and protect your organization. Presented by FINRA staff and industry experts, the course will review FINRA Rules 2165 and 4512 and address elder abuse prevention and protection acts. The course will also review State Report and hold laws. More Info

$29

1General Credit

Self-Report
Social Media and the Rise of the Finfluencers

COVID-19 has dramatically altered the way we behave, some think for good. These changes impact all industries, including the financial services industry, where the rapid increase in digital adoption has changes the way we engage with one another and with our clients. This CLE course, presented by FINRA staff and industry analysts, will explain how social media and its influencers are changing the industry. The course will discuss the newest developments, effective compliance pr... More Info

$29

1General Credit

Self-Report
Navigating E-Discovery and Its Emerging Trends

E-Discovery is a dynamic, evolving area that was greatly impacted by COVID-19. This CLE course will review emerging trends in e-discovery as well as offer practical strategies in managing issues such as inadvertent or intentional destruction of electronic data. The course will address the expanding volume of data and the growing sophistication of analytical tools, AI and Technology Assisted Review. More Info

$29

1General Credit

Self-Report
Ethical Considerations for Multistate Referral Rules and Fees

Presented by a former Morris County Assistant Prosecutor, this CLE course will present rules and best practices for Attorney Referral fees and the ethics surrounding them in New Jersey as well as state-by-state throughout the country. More Info

$34

1Ethics Credit

Self-Report
Issues To Consider When Drafting Construction Contracts

This CLE course will offer insight regarding the issues that attorneys should consider when drafting construction contracts. The course will review: Drafting Mechanics Liens Delay Damages Termination Liquidated vs. Actual Damages Material Escalation Costs Change Orders Insurance Bonds Dispute Resolution More Info

$55

2General Credits

Self-Report
How Lawyers Can Represent Brokers Beyond Their State Licensing

Nobody enjoys being told what to do, and brokers chafe at being limited to practicing in particular states because their license limits their ability to work across the country. This CLE course will explain license portability, how it differs from license reciprocity and the various states’ limitations on what that allows out-of-state brokers to do. The course will explain how to find and interpret license law limitations as well as counsel broker clients on what actions can be... More Info

$55

1.5General Credits

Self-Report