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Accreditation and CLE Rules for Hawaii
United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the United States. The Hawaii State Board of Continuing Legal Education ("HSBCLE") will accept all credits earned from United CLE through reciprocity.
Hawaii attorneys must take 3 CLE credits per year. Every third year, at least 1 of the 3 credit hours must be in Ethics.
The compliance cycle is from Jan 1st through Dec 31st. Hawaii attorney annual registration must be completed and submitted by December 31st each year.
Hawaii attorneys can earn all 3 CLE credit hours with us including 1 credit of Ethics with our prerecorded programs using our Online & iOS/Android App courses.
Attorneys may carry over 3 credits into the next reporting period. Ethics credits cannot be carried over.
Hawaii State Bar Association
Alakea Corporate Tower
1100 Alakea Street, Suite 1000
Honolulu, Hawaii 96813
(t) 808-537-1868
(f) 808-521-7936 http://hsba.org/
Restricted Firm Obligations: What You Need to Know
United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the United States. The Hawaii State Board of Continuing Legal Education ("HSBCLE") will accept all credits earned from United CLE through reciprocity.
To view our full accreditation details please .
General Credits
1
$29
All Courses Available iOS/Android Web
About This Course
Rule 4111 (Restricted Firm Obligations) went into effect recently, and creates new obligations and criteria for identification. This CLE course features FINRA staff as they present the new obligations under Rule 4111 as well as identify controls, processes and procedures that member firms have begun to implement to address the new obligations under the rule.
The course will review the various identification metrics thresholds and explain restricted deposit accounts.