Advertising Compliance: Fundamentals of FINRA Rule 2210

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Idaho CLE
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All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

Whether you are new to FINRA’s advertising rules or an experienced practitioner looking for a refresher course, this informative CLE course, presented by a panel of FINRA professionals, offers a comprehensive overview of FINRA’s Communications With the Public rule.

The course will include filing requirements, content standards, internal approval and supervision. Course panelists answer questions about the rules that apply to financial services communications and marketing materials and provide key tips on submitting communications for review to the Advertising Regulation Department.

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