Massachusetts CLE - All Courses
Massachusetts CLE
Accreditation Info
CLE is voluntary for Massachusetts attorneys. To view our full accreditation details please .
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Considerations and Practices for Supervising Independent Contractors
Independent contractors are notoriously difficult to supervise. This CLE course will offer suggestions and examples of effective supervision and compliance methods that firms can implement to improve their supervision. The course will address existing rules and common industry practices and enable you to better understand the challenges inherent in supervising independent contractors. Oversight, cybersecurity policies and procedures will all be presented. More Info
$291General Credit -
Conflicts of Interest in Capital Markets and Investment Banking
Conflicts of interest in capital markets and investment banking firms are more and more common. This CLE course will offer useful and effective tips and strategies for managing these conflicts from how to raise concerns to how to find remedies when conflicts arise. The course will present methods that firms may use to identify and mitigate risks associated with conflicts of interest as well as apply practical compliance approaches when they arise. The course will offer formal a... More Info
$291General Credit -
Communications Compliance: Current Developments
Designed to address current communications compliance and marketing practices, this informative CLE course will offer guidance on how FINRA’s communication rules are applicable in virtual environments, particularly regarding ESG and other investment trends. The course will explain the regulatory implications of complex products and services including crypto assets and emerging technologies with regards to marketing compliance. The course will address revisions made to FINRA Rules 2210... More Info
$291General Credit -
Challenges Facing Firms in Monitoring AML and Protecting Against Fraudulent Activities
There are many inherent challenges facing firms in monitoring and protecting against fraudulent activity. This CLE course, presented by FINRA staff and industry panelists, will offer examples of the controls that their firms have effectively put into place in order to address the rising AML risks. The course will offer a review of AML and fraud protection red flags, effective practices, monitoring of high risk and/or suspicious activities and the various procedures and controls that ca... More Info
$291General Credit -
Brokers With a Significant History of Misconduct
Hiring and retaining brokers with a history of misconduct is a risky business. This CLE course will present the new rules concerning brokers with histories of misconduct and will help you understand changes to rule 9200 and 9556. The course will address the heightened supervisory procedures required for statutory disqualified associated persons and will explain the process of submitting the written request requirement to the Membership Application Group (MAG). More Info
$291General Credit -
Legal Debt Collection: Best Practices in the Current Environment
Debt collection has many potential pitfalls. This CLE course will present the various methods that are most effective in debt collection law practice. The course will review the potential challenges as well as offer tips and strategies for how to avoid them. Offering a basic review for those exploring the field, the course will cover legal practice issues from the start of the process through resolution. More Info
$291General Credit -
The Uses of an Economist to Prove and Rebut Proof of Economic Damages in a Personal Injury Case or Wrongful Death Case
This practice-oriented CLE course, designed especially for attorneys litigating death and/or personal injury cases, offers practical information on the retention of an economist. The course is applicable regardless of jurisdiction or whether an attorney is for the defendant or plaintiff, and will address finding and retaining economists, the information, factual or otherwise, that an economist will require, work product and direct examination. Comprehensive in scope, the course will pr... More Info
$552General Credits -
Metaverse Law: Intro to ARVR, Issues, IP Ownerships, Monetization, Cyber Currency, and Licensing
This CLE course will address the incredible breadth of tech law in the Metaverse, which still remains largely unregulated. The course will offer a review of the basic terminology – using terms everyone can understand – as well as how regulatory and statutory laws may apply to the Metaverse, how it polices itself and how it is monetized. The course will also delve into blockchain and security, intellectual property, cryptocurrency and other related issues with regards to funding... More Info
$551.5General Credits -
Privacy and Cyber Breaches: Are You Next?
It is critical for businesses, regardless of their size, to comply with state, federal and foreign privacy laws and regulations. These will govern a company’s procedures including data collection, storage, use, sharing and disposal with regards to personally identifiable information (PII), personal health information (PHI) and payment card information (PCI). A company that fails to adhere to privacy guidelines, even inadvertently or unknowingly, or to disclose its procedures, are simpl... More Info
$551.5General Credits -
Psychedelics: A Selection of Trending Legal and Legislative Issues
Psychedelics are at the forefront of a new era in mental health care with start-ups acquiring increasing investments and support for their efforts to bring psychedelics through the federal drug approval process. These efforts go hand-in-hand with advances in state legislation to decriminalize psychedelics as well as create licensed psychedelic treatment centers. This CLE course will explain psychedelics, what they are and are not and how the changes in their legal status will dramatica... More Info
$291General Credit
