Securities Law Bundle - New Mexico CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 12 hours of on-demand courses including 2 hours of Ethics, 1 hour of EIJ. **The State Bar of New Mexico has amended Rule 18 to require at least 1 hour of Equity in Justice (EIJ). Additionally, all 12 credit hours may be live or self study courses.

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New Mexico MCLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Accredited CLE Provider in New Mexico. To view our full accreditation details please .

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12.2
Credit Hours
of CLE Lectures
  • 3 Ethics
  • 1.2 Equity in Justice
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Only $199
Save $166
Courses priced individually at $365
  • 3 Ethics
  • 1.2 Equity in Justice

Securities Law Bundle Includes:

  • $65

    The Nuts and Bolts of Ethics: No Nonsense

    Ethics Credits: 2

    Ethical values may change with the times, but the concept of ethics in business has been around for a long time. This CLE course will explore the origins of ethics and how ethical obligations continue to impact what is considered honorable behavior amongst attorneys today. The course will address t...

  • $34

    Diversity and Race in Jury Selection

    Equity in Justice Credits: 1.2

    This fascinating CLE course will look at jury selection from the historical lens of diversity and race. The course will examine how the “all white juries” of the past resulted in infamous miscarriages of justice and how the Supreme Court has addressed the racial discrimination in jury selection goi...

  • $29

    Compliance and Legal Trends

    General Credits: 1

    This CLE program will delve into the emerging trends, pivotal focus areas, and strategic initiatives that are currently shaping the landscape. Gain valuable insights from the panelists as they analyze the impact of these transformative changes on compliance practices. Discover how organizations are...

  • $29

    Capital Formation: Current Regulatory Landscape and Challenges

    General Credits: 1

    Join us for an informative session where you can expand your knowledge on the regulatory landscape, potential challenges, and available resources for firms in the context of capital formation. In this CLE program, we will cover the following topics: Exploring the current regulatory landscape Ex...

  • $29

    Current Issues Under Regulation Best Interest and Form CRS

    General Credits: 1

    A dynamic forum brings together regulators and industry practitioners, fostering discussions that encompass a wide range of current topics and valuable lessons derived from experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). These exchanges of insights d...

  • $29

    Hot Topics in Municipal Securities and Other Fixed Income

    General Credits: 1

    During this CLE program, a wide range of essential aspects pertaining to fixed income securities will be covered. This includes examination priorities, common findings, and enforcement actions, as well as rulemaking specific to the fixed-income market. An update on SEC Rule 15c2-11 will also be pro...

  • $29

    Market Regulation and Transparency Services Priorities: What You Need to Know

    General Credits: 1

    Join us for an engaging session where FINRA staff will provide comprehensive insights into the latest updates on market regulation and transparency priorities concerning equities, options, and fixed income compliance programs. During this session, our esteemed panelists will discuss the followin...

  • $29

    Common Issues with Navigating the Changing Landscape of Multistate Taxation of Crypto Currency & Crypto Based Companies

    General Credits: 1

    State Taxation varies across US states. The State and Local Tax (SALT) levels in particular are different for every jurisdiction with their own tax code and tax treatment for different types of applications. For example, the revenue from a particular company is classified in California may vary wid...

  • $29

    Navigating the SEC and CFTC Whistleblowing Programs

    General Credits: 1

    Whistleblower programs are not a particularly well known or understood feature of the various entities which have them, including the SEC, IRS and CFTC. This CLE course will present an overview of these programs including eligibility, anonymity and the whistleblower process. The course will review...

  • $29

    Conflicts of Interest in the Financial Services Industry: What Every Attorney Needs to Know

    General Credits: 1

    Referring clients to financial advisers carries some degree of risk. Attorneys need to be knowledgeable about the regulatory framework that distinguishes financial advisers, particularly given the 2020 disclosure documents (Form CRS). This CLE course will explain the regulation of financial ad...

  • $34

    Ethical Duties When Representing Clients and Working on Client Files

    Ethics Credits: 1

    There are many ethical considerations and Bar rules to consider when determining whether to take on a client. This CLE course will explain those rules and considerations as they apply to taking on a client, continuing representation, and/or termination – as well as the possibilities in between....

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