New York CLE - Business Law Courses
This is a listing of Business Law CLE Courses for New York. Please make your selection below of New York CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
New York CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Accredited NYS CLE Provider. To view our full accreditation details please .
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Digital Communications and Social Media
With digital marketing rapidly changing, how do firms remain in compliance? How do we communicate relevant, meaningful information in this dynamic digital age? This CLE course will explain the challenges being faced by industry and regulatory experts and how they are successfully addressing these challenges. The course will touch on hot button issues such as how firms engage technology to address their compliance obligations and how to implement creative methods for effective disclosur... More Info
$291Prof Practice -
Variable Products & Retirement Planning
Presented by FINRA staff and industry practitioners, this CLE course will explain variable and retirement planning productions including how to create a variable product communication with respect to content and performance. Select topics such as supplemental hypothetical illustrations, comparisons and complexity of investment options and contracts will be addressed as will the importance of audience/context, substantiating claims, and disclosure. A successful review process and an und... More Info
$291Prof Practice -
Ad Review Workshop: Part 1
This dynamic, highly interactive CLE course will offer attendees the opportunity to apply FINRA advertising rules to several mock advertisements and uncover the hidden concerns. Attendees will work in small groups and present their conclusions to the larger forum with moderators presenting the regulatory perspective, and clarifying misperceptions. More Info
$291Prof Practice -
Current Communications with the Public Regulatory Issues
This CLE course offers an in-depth discussion on current communications with public regulatory issues. Presented by FINRA and SEC staff, the course will include a discussion of the new Investment Advisers Act Marketing Rule. The course will address recent communications proposals and rule changes as well as provide an understanding of the new marketing rule that will impact firm communications. More Info
$551.5Prof Practice -
Exempt Offerings
Designed to address industry and regulatory developments related to Reg D and Reg A+ offerings, this CLE course will address recent regulatory findings and common concerns. The course will also offer practical information and best practices for firms offering these products to retail investors. A discussion of Regulatory Notices 20-21 and 21-26 will be included. More Info
$291Prof Practice -
Investment Companies Current Topics
This CLE course will address a variety of advertising compliance issues concerning registered investment companies. These may include mutual funds, ETFs and closed-end funds. FINRA staff and industry experts will present the compliance challenges related to complex products such as single stock ETFs, non-transparent ETFs and ESG focused investments and crypto futures funds,. The panel will also discuss regulatory interpretations and offer tips to stay in compliance. More Info
$291Prof Practice -
Complexities of Acquiring Control: Where the Fed’s Control Rule Meets Other Regulatory Definitions
The Federal Reserve’s finalized revisions to determining one company’s control over another for purposes of the Bank Holding Company Act and the Home Owners’ Loan Act have been completed and though the final rule codified existing control standards, it simultaneously introduced new concepts and raised critical questions about the industry. Since these revisions, the industry has continued to grapple with how these revisions should be applied, particularly as it applies to contractual r... More Info
$551.5Prof Practice -
Navigating SaaS Contracts: Top Tips for Reducing Risk
This timely CLE course will present a comprehensive look at emerging data privacy laws, particularly as they relate to the impact on SaaS contracts. The importance of these laws in the wake of data leaks and breaches cannot be overstated, particularly with regards to SaaS. The course will provide tips and strategies for drafting allocation clauses and offer a thorough look at two of the most critical clauses - indemnification and limitation of liability – from both the vendor and custo... More Info
$291Law Prac Mgmt -
Drafting Comic Book Contracts: A Practical Guide
Comic book agreements include unique provisions. This CLE course will ask participants to develop a rough draft of initial of key comic book agreement provisions, to engage in a mock client interview and negotiations with exercises specifically designed for the comic book industry. Attendees will then be led to issue-spot common problems in publishing contracts. With guidance from seasoned comic book publishing attorneys, attendees will get to practice a full range of necessary skills... More Info
$552Prof Practice -
Hero-at-Law: The Law and Practice of Representing Comic Book Creators and Publishers
The past two years has seen important changes in the comic books industry. This CLE course will present the new areas of litigation and transactional work that have developed as well as offer an overview of the fundamentals of representing comic book industry clients. The course will also address the pros and cons of AI-generated works and present a series of new cases which have had a dramatic impact on comic book and graphic novel publishers and their attorneys. More Info
$813Prof Practice
