Setting Up Your Securities Clients For Success

SKU: SEC010 Back to Course Listings

Ohio CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a self-study established sponsor (sponsor number 14232) by the Ohio Commission on Continuing Legal Education. To view our full accreditation details please .

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About This Course

Legal counsel will typically evaluate Exempt Offering Documents on legal grounds, ignoring the option of considering how offerings can be best articulated from the underwriting perspective.

This CLE course will offer tips on how to approach securities documentation from the standpoint of underwriting standards which have the benefit of consistency and efficacy in offering documentation. The purpose of the course is to help legal counsel offer informed, risk-adjusted investment decisions on the basis of reliable, omission and misrepresentation-free materials.

Lecturer Bio

Dr. Laurence J. Pino, Esq.

Laurence J. Pino (Larry) specializes in business, investment and securities law and is the founding member of Pino Nicholson PLLC.

Larry received his Bachelor of Arts degree from the University of Notre Dame, his Juris Doctor degree from New York University School of Law, and his Doctorate in Business Administration from the University of Florida. He also has Certificates of Study from the University of Madrid, L’Alliance Francaise in Paris, and dante Alighieri in Rome.

Larry’s professional career has focused on two primary areas of activity. As an attorney, specializing in business, investment and securities work, Larry has substantial experience on behalf of over 2,000 clients in litigation and transactions approaching $1 billion in value. As an entrepreneur, he has created and served as Chairman or Board Member to over 80 businesses selling over $1.5 billion of goods and services, employing several thousand employees. He is currently CEO of Tuscan Gardens Senior Living.

In addition to his professional activity, Larry Pino has authored over fourteen books and taught multiple classes at the university level in Accelerated Growth Strategies, Operating High Performance Organizations, and Rapid Enterprise Development.

In light of Larry’s background in both running businesses and representing entrepreneurs and investors, Larry’s law firm has become a one-stop shop for entrepreneurs and investors who operate in the $1 million to $500 million range of business and investment activity. Whether it involves litigation, raising capital through securities offerings, purchase or sale of businesses, or countless business issues, Pino Nicholson PLLC is the right firm to handle the full slate of issues today’s entrepreneurs and investors may face.

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Accreditation and CLE Rules for Ohio

Setting Up Your Securities Clients For Success

Ohio CLEAccreditation Info

About This Course

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Ohio CLE
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