The State Of The Art of Investment Advisor Regulations

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SKU: FIN9900 Back to Course Listings
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Ohio CLE
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Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a self-study established sponsor (sponsor number 14232) by the Ohio Commission on Continuing Legal Education. To view our full accreditation details please .

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About This Course

This CLE course provides practical guidance for investment advisers following the Fifth Circuit's decision to vacate the SEC's latest Private Investment Adviser regulations. We will explore the reasons behind the SEC's decision not to appeal and the resulting implications.

The course will also address current trends and best practices in artificial intelligence, the Marketing Rule, and other recent regulatory developments.

Additionally, we will discuss broader judicial decisions and trends concerning SEC actions and the evolving scope of regulatory jurisdiction.

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