Securities Law Bundle - Pennsylvania CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 6 Credit Hours of CLE Lectures - Including 2 Credit Hour of Ethics.

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Pennsylvania CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a Pennsylvania Accredited CLE Provider (Provider ID 6208). To view our full accreditation details please .

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6
Credit Hours
of CLE Lectures
  • 2 Ethics
United Crest
Only $129
Save $55
Courses priced individually at $184
  • 2 Ethics

Securities Law Bundle Includes:

  • $34

    Ethical Considerations Regarding Hourly Billing and More

    Ethics Credits: 1

    This CLE program provides an in-depth exploration of essential billing practices tailored specifically for attorneys. Designed to equip legal professionals with a solid foundation in billing procedures, the course covers the critical rules and regulations governing billing in the legal industry. It...

  • $29

    FINRA's Disciplinary Hearing Process

    General Credits: 1

    This CLE course features perspectives from FINRA Enforcement counsel, defense counsel, and a hearing panelist. The course aims to enhance your understanding of FINRA's disciplinary hearing process, focusing on the key differences between self-regulated hearings and those conducted by administrative...

  • $29

    The State Of The Art of Investment Advisor Regulations

    General Credits: 1

    This CLE course provides practical guidance for investment advisers following the Fifth Circuit's decision to vacate the SEC's latest Private Investment Adviser regulations. We will explore the reasons behind the SEC's decision not to appeal and the resulting implications. The course will also...

  • $29

    Fixed Income Securities Regulatory Outlook

    General Credits: 1

    This CLE session will delve into the most recent regulatory developments impacting fixed income and municipal securities. This comprehensive session will cover crucial topics such as Time of Trade disclosures, updates to SEA Rule 15c2-11, and critical insights for firms navigating examination prior...

  • $34

    Cybersecurity, Data Protection and AI Ethics: Identifying and Avoiding Common Pitfalls

    Ethics Credits: 1

    This CLE course delves into the current cybersecurity risk landscape, focusing on the ABA Model Rules regarding competency. It addresses the impact of technology on the security and privacy of client communications, information management, billing processes, and the oversight of law firm staff. The...

  • $29

    Crypto Assets: Trends, Regulatory Developments and Resources

    General Credits: 1

    Dive into the latest updates in cryptocurrency regulation in this insightful CLE session. We'll cover a range of critical topics, including the recent crypto-assets retail communications initiative, emerging trends in crypto misconduct, and practical resources for navigating the evolving landscape....

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