Rhode Island MCLE - On-Demand Courses
Rhode Island MCLE
Accreditation Info
United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .
-
On-DemandOnline & iOS/Android App
Advertising Compliance: Fundamentals of FINRA Rule 2210
Whether you are new to FINRA’s advertising rules or an experienced practitioner looking for a refresher course, this informative CLE course, presented by a panel of FINRA professionals, offers a comprehensive overview of FINRA’s Communications With the Public rule. The course will include filing requirements, content standards, internal approval and supervision. Course panelists answer questions about the rules that apply to financial services communications and marketing materials and... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Advertising Compliance Bootcamp: Select Topics
This CLE course will address the issues of content violations, disclosure and performance standards of SEC Rules. The course will also explain the current standards for variable insurance product communications, and offer expert guidance as they relate to options communications, rankings presentations, and the fundamental concepts of digital communications such as social media. The course will ensure you understand how to comply with FINRA Rule 2210’s content standards and can apply th... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Ad Review Workshop: Part 1
This dynamic, highly interactive CLE course will offer attendees the opportunity to apply FINRA advertising rules to several mock advertisements and uncover the hidden concerns. Attendees will work in small groups and present their conclusions to the larger forum with moderators presenting the regulatory perspective, and clarifying misperceptions. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Variable Products & Retirement Planning
Presented by FINRA staff and industry practitioners, this CLE course will explain variable and retirement planning productions including how to create a variable product communication with respect to content and performance. Select topics such as supplemental hypothetical illustrations, comparisons and complexity of investment options and contracts will be addressed as will the importance of audience/context, substantiating claims, and disclosure. A successful review process and an und... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Ethical Concerns for Vehicle and Traffic Law Matters
Ethical issues can arise from any area of law. This CLE course will address those that may arise specifically from Vehicle and Traffic matters. The course will present methods to effectively advocate for your client while remaining within the boundaries of your ethical responsibilities. The course will include a discussion of plea negotiations with prosecutors on DWI’s and moving violations, as well as plea restrictions set by the court as a blanket policy. The course will explain how... More Info
$341Ethics Credit -
On-DemandOnline & iOS/Android App
Digital Communications and Social Media
With digital marketing rapidly changing, how do firms remain in compliance? How do we communicate relevant, meaningful information in this dynamic digital age? This CLE course will explain the challenges being faced by industry and regulatory experts and how they are successfully addressing these challenges. The course will touch on hot button issues such as how firms engage technology to address their compliance obligations and how to implement creative methods for effective disclosur... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Back to the Future in Fixed Income Investing? Navigating a Changing Landscape in Municipal and Fixed Income Securities
This CLE course will address the most common content standards between FINRA Rule 2210 and MSRB Rule G-21 as well as their primary differences. The course will offer tips and strategies on creating compliant municipal securities communications and considerations for more complex debt instruments. An understanding of how FINRA’s Fixed Income Regulation Staff works with MSRB on municipal securities matters will be presented as will the additional responsibilities of dually registered bro... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
When One Door Closes: A Primer on Automatic Door Cases for the Premises Liability Practitioner
Doors are a seemingly innocuous element of our day-to-day lives. Yet surprisingly, they cause frequent damage to patrons of businesses, residences and medical complexes. The liability issues that may result from the simple installation of a door are numerous and attorneys cannot afford to be lulled into a belief that store operators or building owners don’t bear responsibility. This CLE course, designed for personal injury attorneys as well as others, will offer a detailed, introductor... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Labor and Employment Law Update: What’s New and What’s Next
This informative CLE course will present updates and developments to both New York State and Federal labor and employment laws. The course will address the latest requirements resulting from COVID, as well as unemployment insurance related to 1099’s, discrimination, sick leave, updates to hour and wage laws, workers’ compensation issues, electronic monitoring, non-compete and non-solicitation agreements, arbitration agreements and other tips and strategies for navigating these complexi... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Legal Ethics: Confidentiality and Taking Remedial Measures
The issue of confidentiality is critical to the attorney/client relationship. As one of the three primary fiduciary duties a lawyer owes to their client, it is necessary to ensure that clients can discuss sensitive matters with their lawyer. What happens, however, when evidence presented turns out to be false? How do attorneys balance the confidentiality requirement when it conflicts with the lawyer’s obligations of honesty? This CLE course will explain how to address the presentatio... More Info
$341Ethics Credit
