Rhode Island MCLE - On-Demand Courses
Rhode Island MCLE
Accreditation Info
United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .
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On-DemandOnline & iOS/Android App
Current Issues Under Regulation Best Interest and Form CRS
A dynamic forum brings together regulators and industry practitioners, fostering discussions that encompass a wide range of current topics and valuable lessons derived from experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). These exchanges of insights delve into various perspectives, exploring firm effective practices and examination experiences to gain a comprehensive understanding of these regulatory frameworks. Within this forum, regulato... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Capital Formation: Current Regulatory Landscape and Challenges
Join us for an informative session where you can expand your knowledge on the regulatory landscape, potential challenges, and available resources for firms in the context of capital formation. In this CLE program, we will cover the following topics: Exploring the current regulatory landscape Examining challenges and obstacles from a firm's perspective Discovering valuable resources for firms Don't miss out on this opportunity to gain valuable insights and stay updated on the latest... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Franchise Sales Compliance
Designed to assist legal counsel representing a franchisor in their understanding of how to client-franchisor compliance with federal and state laws related to franchises, this CLE course will address compliance issues in practical and understandable terms. The course will provide practical examples to assist counsel in explaining concepts to potential and current clients. More Info
$552General Credits -
On-DemandOnline & iOS/Android App
Compliance and Legal Trends
This CLE program will delve into the emerging trends, pivotal focus areas, and strategic initiatives that are currently shaping the landscape. Gain valuable insights from the panelists as they analyze the impact of these transformative changes on compliance practices. Discover how organizations are adapting, evolving, and effectively responding to the interplay of business dynamics, regulatory developments, and technology advancements. This engaging discussion offers a unique opportuni... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Ask FINRA Senior Staff
In this CLE program, senior staff members from FINRA deliver informative updates on crucial regulatory matters. The panelists engage with the audience, addressing inquiries concerning FINRA's risk-based examination program, disciplinary actions, market regulation initiatives, as well as new and forthcoming rules. Attendees can expect to gain valuable insights into these areas and obtain a comprehensive understanding of the current regulatory landscape. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Fundamental Rights to a Clean, Safe and Healthy Environment: The Case for Green Amendments
Environmental law is constantly in flux these days and its intersection with constitutional law makes for a fascinating study that may prove promising in the area of public interest environmental law and advocacy, specifically fundamental environmental rights. Known as Green Amendments, these are self-executing provisions that may be added to the bill of rights of a constitution which serve to recognize and to protect people’s rights, include people of future generations, to clean wate... More Info
$551.5General Credits -
On-DemandOnline & iOS/Android App
Veterans Update: What's New from Congress, The Courts and The VA
The US has been at war for the past three decades. From Kuwait and the former Yugoslavia to Afghanistan, Iraq and Syria, the physical and mental toll on our armed forces has been extraordinary. This CLE course, presented by Commander John Wells, USN (Ret), Chairman of Military-Veterans Advocacy will explain the origin and purpose of the Department of Veteran Affairs, and try to simplify the seemingly endless regulations and procedural issues and potential pitfalls involved in their ope... More Info
$551.5General Credits -
On-DemandOnline & iOS/Android App
Recent Constitutional Challenges to Rent Regulations
The Fifth Amendment holds that no person shall be “deprived of … property, without due process of law; nor shall private property be taken for public use, without just compensation”. Given that, how can state governments require landlords to maintain rents below market levels? Since the 1920’s, this issue has been raised numerous times and also comes down in favor of the government’s authority to regulate rents. This CLE course will analyze recent federal court challenges to the rent l... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Evaluating a Franchise for a Franchisee: What Attorneys Need to Know
The decision to purchase a franchise is fraught with legal issues. This CLE course will guide counsel representing and franchisee in evaluating such a decision. The course will explain how to review the FDD and Franchise Agreement and how to negotiate the addendum. Key considerations to analyze in deciding to purchase as well as strategies for negotiating the deal will be discussed. More Info
$551.5General Credits -
On-DemandOnline & iOS/Android App
Navigating the SEC and CFTC Whistleblowing Programs
Whistleblower programs are not a particularly well known or understood feature of the various entities which have them, including the SEC, IRS and CFTC. This CLE course will present an overview of these programs including eligibility, anonymity and the whistleblower process. The course will review the steps needed to file a claim with each agency and explain how claims are analyzed. The course will then delve deeper into the various ambiguities in the whistleblower awards process and p... More Info
$291General Credit
