Developments in Remote Supervision

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Rhode Island MCLE
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United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .

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All Courses Available iOS/Android Web

About This Course

This CLE course will delve into the newest advancements in remote supervision, featuring insights on the remote inspection pilot program, updated supervision rules for Residential Supervisory Locations, and best practices for risk-based supervision.

Key topics include:

  • Transitioning from current COVID relief measures to the implementation of Rules 3110.18 and 3110.19
  • Effective reporting of residential locations and RSLs in Firm Gateway
  • Best practices and key considerations for remote supervision
  • FAQs on the operationalization and use of new remote supervision options
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