Securities Law Bundle - Rhode Island CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 6 hours of on-demand courses including 2 hours of ethics.

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Rhode Island MCLE
Accreditation Info

United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .

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6
Credit Hours
of CLE Lectures
  • 2 Ethics
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Only $139
Save $45
Courses priced individually at $184
  • 2 Ethics

Securities Law Bundle Includes:

  • $34

    Navigating Ethical Challenges: AI Adoption in Legal Practice

    Ethics Credits: 1

    AI tools are being used to accomplish an untold number of tasks in countless industries, and their use is only getting more widespread. This CLE course will focus on the responsible use of AI in the legal industry and how to ensure your use is aligned with the Model Rules of Professional Conduct....

  • $29

    Crowdfunding Capital Raises: Considerations for Broker-Dealers & Funding Portals

    General Credits: 1

    Join our expert panel for a deep dive into Regulation Crowdfunding (Regulation CF) and its impact on broker-dealers and funding portals. This CLE session will provide valuable insights into regulatory risks and best practices for maintaining compliance. Key discussion points include: Regulatio...

  • $29

    Financial Crimes: Outpacing the Threats

    General Credits: 1

    In today's rapidly evolving financial landscape, the threat of financial crimes is ever-present and increasingly sophisticated. This CLE course delves into the latest trends and emerging tactics in financial crime, including fraud, money laundering, and cybercrime. Through a combination of theoreti...

  • $29

    Fixed Income Securities Regulatory Outlook

    General Credits: 1

    This CLE session will delve into the most recent regulatory developments impacting fixed income and municipal securities. This comprehensive session will cover crucial topics such as Time of Trade disclosures, updates to SEA Rule 15c2-11, and critical insights for firms navigating examination prior...

  • $29

    Compliance and Legal Trends in The Financial Industry

    General Credits: 1

    Join leading experts from member firms as they explore the latest trends and strategic priorities shaping the legal and compliance landscape. In this dynamic CLE session, our panelists will share their invaluable insights on how evolving business, regulatory, and technological changes are transform...

  • $34

    Reel Ethics: Navigating Ethical Dilemmas Through Film and TV Scenarios

    Ethics Credits: 1

    Join us for an engaging and interactive CLE course that delves into various ethical scenarios through the lens of popular movies and television shows. By analyzing ethical dilemmas faced by fictional lawyers, you'll learn how to navigate similar issues in your practice. We'll present real-life exam...

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