Tennessee CLE - All Courses
This is a listing of CLE Courses for Tennessee. Please make your selection below of Tennessee CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Tennessee CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a TN distance learning CLE provider. To view our full accreditation details please .
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The Latest in Private Placement Sales Oversight
Stay informed about regulatory developments, compliance obligations, and best practices for selling private placements. This CLE session will cover: An overview of regulatory updates and compliance obligations related to private placements Effective practices for adhering to Regulation Best Interest (Reg BI) Communication strategies, due diligence processes, and managing conflicts of interest A discussion on Regulatory Notice 23-08, detailing firms’ responsibilities when recommen... More Info
$291General Credit -
Top 10 Lease Mistakes & Pitfalls and How to Steer Clear of Them
This CLE course will explain commercial real estate leasing and offer a comprehensive review of the most common mistakes made by those who draft and review leases of this type. The course is primarily geared towards landlords and helping them to avoid major pitfalls, but will also address a variety of tenant concerns, and explain how to conduct lease negotiations from both the tenant and landlord perspective. The course will present the most common commercial lease provisions a... More Info
$551.53General Credits -
Developments in Remote Supervision
This CLE course will delve into the newest advancements in remote supervision, featuring insights on the remote inspection pilot program, updated supervision rules for Residential Supervisory Locations, and best practices for risk-based supervision. Key topics include: Transitioning from current COVID relief measures to the implementation of Rules 3110.18 and 3110.19 Effective reporting of residential locations and RSLs in Firm Gateway Best practices and key considerations for rem... More Info
$291General Credit -
Fixed Income Securities Regulatory Outlook
This CLE session will delve into the most recent regulatory developments impacting fixed income and municipal securities. This comprehensive session will cover crucial topics such as Time of Trade disclosures, updates to SEA Rule 15c2-11, and critical insights for firms navigating examination priorities, findings, and enforcement actions. Key points of discussion will include: The latest amendments to SEA Rule 15c2-11. Detailed analysis of Time of Trade disclosures, with a focus on... More Info
$291General Credit -
Modernizing Off-Channel Communications Supervision
Join our panelists as they share insights from thematic reviews of off-channel communications, including text messages and social media platforms. Discover effective techniques firms are using to oversee their communications. This session will cover: The communications landscape Rule requirements for books and records, public communications, and supervision SEC and FINRA enforcement actions Observations from reviews of off-channel communications OSE-facilitated communications roundt... More Info
$291General Credit -
Promoting Market Integrity: FINRA’s Role in Market Structure
Gain insights from regulatory and industry experts on FINRA’s efforts to uphold market integrity and the impact of new and evolving regulations. This CLE program will cover: New and emerging rules SEC market structure proposals Securities lending practices Transparency initiatives shaping the market. More Info
$291General Credit -
Technology Governance: Mitigating Risk Throughout the Vendor Lifecycle
This CLE course delves into essential considerations for firms outsourcing activities or functions to third-party providers. Learn from panelists about mitigating vendor risk through robust technology governance programs that cover the entire vendor engagement lifecycle, from onboarding and ongoing due diligence to event response and offboarding. Topics include: Vendor management and due diligence per Regulatory Notice 21-29 (FINRA's reminder of supervisory obligations related to th... More Info
$291General Credit -
The Plaintiff Fact Sheet (“PFS”) in a Mass Tort Setting
This CLE course explores the Plaintiff Fact Sheet (PFS), a key document in Mass Tort litigation that functions as a customized set of written questions in place of standard interrogatories. In Mass Tort cases, parties negotiate the questions that appear in the PFS. Defendants aim to include detailed questions covering basic claimant information—like date of birth and marital status—as well as case-specific details such as the type and date of injury, and the claimant's medical history.... More Info
$291.25General Credits -
Winning Strategies for Soft Tissue Injuries
This CLE course will offer strategies for successful outcomes in jury trials for soft tissue injuries in car crashes. This course will focus on tried-and-true methods to winning compensation for clients on soft tissue sprain/strain types of injuries in crash cases. The strategies will be presented in a step-by-step manner, beginning with Voire Dire and ending with closing arguments. More Info
$291.03General Credits -
The Mediator's Toolkit: 15 Strategies Towards A Successful Mediation
Mediation is often described as an art rather than a science. While it's accurate that there's no singular formula for conducting a mediation, there are proven methods for fostering successful outcomes. The measure of success lies in achieving a Win-Win situation for all involved parties. This CLE presentation will delineate and explore strategies aimed at fostering dignified and productive mediations. These strategies are versatile and can be applied beyond mediation contexts, includin... More Info
$291.28General Credits
