Washington DC CLE - All Courses
Washington DC CLE
Accreditation Info
CLE is voluntary for Washington DC attorneys. To view our full accreditation details please .
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FINRA's Disciplinary Hearing Process
This CLE course features perspectives from FINRA Enforcement counsel, defense counsel, and a hearing panelist. The course aims to enhance your understanding of FINRA's disciplinary hearing process, focusing on the key differences between self-regulated hearings and those conducted by administrative law judges. Topics covered will include: The distinctions between FINRA hearings and administrative law judge hearings. The conflicts clearance process for panelists and hearing officers.... More Info
$291General Credit -
Financial Crimes: Outpacing the Threats
In today's rapidly evolving financial landscape, the threat of financial crimes is ever-present and increasingly sophisticated. This CLE course delves into the latest trends and emerging tactics in financial crime, including fraud, money laundering, and cybercrime. Through a combination of theoretical foundations and practical applications, participants will learn how to anticipate and counteract these threats. Key topics include: Understanding the spectrum of financial crimes and th... More Info
$291General Credit -
Crypto Assets: Trends, Regulatory Developments and Resources
Dive into the latest updates in cryptocurrency regulation in this insightful CLE session. We'll cover a range of critical topics, including the recent crypto-assets retail communications initiative, emerging trends in crypto misconduct, and practical resources for navigating the evolving landscape. Key discussion points include: Regulatory Developments: Review the December 2023 crypto-assets retail communications sweep. Address disclosure and compliance concerns in OBAs and priv... More Info
$291General Credit -
Crowdfunding Capital Raises: Considerations for Broker-Dealers & Funding Portals
Join our expert panel for a deep dive into Regulation Crowdfunding (Regulation CF) and its impact on broker-dealers and funding portals. This CLE session will provide valuable insights into regulatory risks and best practices for maintaining compliance. Key discussion points include: Regulation CF for Broker-Dealers: Understand the specific requirements and strategies for broker-dealers participating in crowdfunding offerings. Regulation CF for Funding Portals: Explore the unique c... More Info
$291General Credit -
Ask FINRA Senior Leaders
In this CLE session, senior staff from FINRA will provide crucial updates on current regulatory issues and initiatives. Join us as expert panelists delve into FINRA's risk-based examination program, recent disciplinary actions, market regulation programs, and the latest and forthcoming rules. This session will cover a range of vital topics, including: Modernizing FINRA Rules in a Post-COVID World: Explore initiatives like the Remote Supervision and Inspection (RSL) and the Remote In... More Info
$291General Credit -
Compliance and Legal Trends in The Financial Industry
Join leading experts from member firms as they explore the latest trends and strategic priorities shaping the legal and compliance landscape. In this dynamic CLE session, our panelists will share their invaluable insights on how evolving business, regulatory, and technological changes are transforming these critical functions. Participants will gain a comprehensive understanding of: Emerging trends and challenges in legal and compliance roles. Strategic focus areas to enhance legal and... More Info
$291General Credit -
Defying Limits: Breaking the Boundaries of Adverse Possession
Adverse possession is a legal concept that you might remember from law school but haven't thought much about since. It’s an ancient principle that's been around for thousands of years, and it's likely to endure as long as people own land. Essentially, if certain conditions are met, someone can acquire ownership of property without buying it or going to court. This CLE course dives into the intricacies of adverse possession, focusing on its role in litigation. You’ll learn about the key... More Info
$552General Credits -
Starting, Managing and Growing Your New Practice
Starting a business is an overwhelming endeavor. Even if you have some clients lined up, managing a business can be daunting, especially for the inexperienced. This CLE course will address business and office management including location, rental issues, staffing, para-legals and law students. The course will also address how to ethically grow your practice through effective outreach and networking. More Info
$291General Credit -
Silicon Valley Bank: Do Its Outside Directors Share in the Blame for Its Failure?
This CLE course explores the high-profile collapse of Silicon Valley Bank. This case study examines the factors leading to one of the largest bank failures in U.S. history, resulting from a rapid and massive bank run triggered by the disclosure of severe financial issues. With $209 billion in assets, the bank's sudden downfall sparked intense scrutiny and debate about regulatory oversight and the performance of its senior management team. However, less attention has been given to the r... More Info
$291General Credit -
Protecting Your Trademark In The Face of EU’s, GPDR and U.S. Privacy Laws- Case Study and Practical Tips
This CLE course will explore the growing challenges in identifying trademark infringers on the internet, highlighting the common hurdles faced during the process. It will cover essential knowledge for obtaining relief from trademark violations online. The course will address GDPR and U.S. privacy laws, discussing the difficulties these regulations create in tracking down online-only infringers. Additionally, it will delve into the strategies and practical aspects of securing legal reme... More Info
$552General Credits
